Chief Compliance Officer- Funds & ETFs

Compliance Search Group
New York, New York
A mid-sized asset management company with a focus on ETFâ..s and closed-end funds seeks a Chief Compliance Officer who will be responsible for the firmâ..s exchange-traded funds complex and their clos...

Posted: 10 days ago

Chief Compliance Officer-Asset Management

Compliance Search Group
San Diego, California
Sophisticated and successful investment firm based in California, with international offices, seeks a compliance professional with 7-10 years of diversified Asset Management Compliance experience. Â ...

Posted: 10 days ago

Chief Compliance Officer â..VP

Compliance Search Group
Boston, Massachusetts
A Commercial and Retail bank seeks a Chief Compliance Officer who will perform diversified functions in connection with the management of the compliance staff and management of the overall functions a...

Posted: 10 days ago

Deputy Chief Compliance Officer â..VP

Compliance Search Group
New York, New York
A Commercial bank seeks a Deputy Chief Compliance Officer who will be responsible for ensuring that the Compliance Programs appropriately addresses the regulatory risks relative to the Division/Unitâ....

Posted: 10 days ago

Chief Compliance officer- Independent Community Bank

Compliance Search Group
Syracuse, New York
Chief Compliance officer- Independent Community Bank An independent community bank, with a multi-state branch network, seeks a Chief Compliance Officer who will be responsible for developing, implem...

Posted: 10 days ago

Mutual Fund Compliance Officer

Compliance Search Group
New York, New York
A global money management firm seeks a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the firms Fund Chief Compliance Officer and Fund Boards. The candidate will ...

Posted: 10 days ago

Mutual Fund and Asset Management Compliance Officer

Compliance Search Group
New York City, New York
Mutual Fund and Asset Management Compliance Officer The Compliance Search Group Contact:Jack Kelly - JKelly@ComplianceSearch.com Description: A global money management firm seeks a Senior Complian...

Posted: 10 days ago

Chief Compliance Officer

Michael Page
New York, New York
Chief compliance officer role for a small buy side firm based in New York City. You will take responsibility for broker dealer, advisory and mutual fund units, reporting into the Company Secretary. ...

Posted: 6 days ago

Chief Compliance Officer

UBS Financial Services Inc.
New York, New York
The Chief Compliance Officer ("CCO") oversees all regulatory compliance for the UBS Global Asset Management ("UBSAM") business in the Americas. The CCO reports to the UBS Head of Americas Compliance ...

Posted: 6 days ago

Deputy Chief Compliance Officer

Ap Task
New York City, New York
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including...

Posted: 10 days ago

CFO (CHIEF FINANCIAL OFFICER) â.. BronxWorks

BronxWorks
Bronx, New York
Overview: BronxWorks is a large social services organization with over 25 sites, serving individuals and families, from toddlers to seniors in the Bronx. Just awarded the Bronze Prize in the Non-Prof...

Posted: 10 days ago

Hedge Fund- Compliance Officer

Compliance Search Group
New York, New York
Successful alternative investment firm offering hedge funds, hedge funds-of-funds and other investment products seeks an experienced Compliance professional. The Compliance Officer will report the f...

Posted: 10 days ago

CEO â.. Chief Executive Officer

Wyoming Business Council
Cheyenne, Wyoming
CEO â.. Chief Executive Officer Wyoming Business Council  The Wyoming Business Council (WBC) is the economic development agency for the State of Wyoming. This position reports to a 15-member Boar...

Posted: 10 days ago

CEO - Chief Executive Officer

The Salt Lake Tribune- NCP
Cheyenne, Wyoming
CEO â.. Chief Executive Officer Wyoming Business Council  The Wyoming Business Council (WBC) is the economic development agency for the State of Wyoming. This position reports to a 15-member Boar...

Posted: 10 days ago

Chief Operating Officer/Chief Financial Officer

Moon Area School District
Coraopolis, Pennsylvania
   ANNOUNCMENT OF VACANY   JOB TITLE:                     Chief Operating Officer/Chief Financial Officer  REPORTS TO:                 Superintenden...

Posted: 10 days ago