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Chief Compliance & Privacy Officer

WakeMed Health & Hospitals
Raleigh, NC
About WakeMed WakeMed Health & Hospitals , located in Raleigh, North Carolina is an 870+ bed private, not-for-profit network of medical centers, ambulatory care centers a...

Posted: 4 days ago

Chief Compliance Officer

Compliance Search Group
San Francisco, CA
A financial Services firm seeks a Chief Compliance Officer (CCO) WHO will be responsible for overseeing all regulatory and compliance matters the firm. The primary product offering is scalable, perso...

Posted: 5 days ago

Chief Compliance Officer

Compliance Search Group
New York, NY
A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible for overseeing all aspects of an investment advisory compliance program. It is anticipated that the positi...

Posted: 6 days ago

Chief Compliance Officer - Investment Advisory

Compliance Search Group
New York, NY
I am currently working on several needs for Chief Compliance Officers in New York, Texas and California for top-tier investment advisors. Responsibilities • Supervising the annual review of policie...

Posted: 60 days ago

Senior Compliance Officer

Compliance Search Group
New York, NY
A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance Officer. The firm offers investment advisory services to separately managed, sub-advised and wrap accounts,...

Posted: 8 days ago

Clery Compliance Officer/Coordinator

North Carolina State Univ.
Raleigh, NC
Essential Job Duties: Reporting to the NC State University Chief of Police, the Clery Act Compliance Coordinator works collaboratively with various offices at the University to ensure the institutio...

Posted: 4 days ago

Vice President, Compliance Officer

Compliance Search Group
Fairfield, CT
A Financial services firms, registered investment adviser division, is seeking a VP-level compliance officer to report directly to the Chief Compliance Officer (CCO). Candidates should have an und...

Posted: 8 days ago

Municipal Securities Compliance Officer

David A. Noyes & Company
Indianapolis, IN
Title: Municipal Securities Compliance Officer Location: Indianapolis, IN / Chicago, IL Company:David A. Noyes and Company Description The Municipal Securities Compliance Officer will provide...

Posted: 11 days ago

Regulatory Compliance Officer

Company Confidential
Boston, MA
BH566 REGULATORY COMPLIANCE OFFICER Our Client is a leading investment management firm with responsibility for over $850 billion in client assets. They manage US, international and global equity, fix...

Posted: 21 days ago

Senior Compliance Officer

Compliance Search Group
Hartford, CT
A Global Advisory firm seeks a Chief Compliance Officer (CCO) who will be responsible for the overall management of the compliance component of investment adviser functions supporting the securities r...

Posted: 47 days ago

Regulatory Compliance Officer

Compliance Search Group
Boston, MA
An Investment Advisor seeks a Regulatory Compliance Officer who will be responsible for supporting the Firm’s Compliance program with respect to multiple core compliance areas. The Compliance Officer ...

Posted: 53 days ago

Chief Compliance Officer

Pulze Residential Care Group
Rancho Cucamonga, CA
Company Description: Pulze Residential Care Group, LLC is a wholly owned subsidiary of Main Pulze, Inc. a strategic real estate investment firm. Pulze acquires residential properties and converts the...

Posted: 1 day ago

Chief Compliance Officer, BMO Chicago Branch

BMO Harris Bank
Chicago, IL
Description Key Accountabilities Compliance Oversight and Monitoring (Risk-Based Model) (80%) - Oversee the development, implementation, and maintenance of the BMO Chicago Branch Compliance Risk M...

Posted: 3 days ago

Chief Compliance & Privacy Officer

WakeMed Health & Hospitals
WakeMed Corporate Ctr, NC
WakeMed Health & Hospitals , located in Raleigh, North Carolina is an 870+ bed private, not-for-profit network of medical centers, ambulatory care centers and outpatient facilities, representing the l...

Posted: 4 days ago