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Chief Compliance Officer

Home Savings and Loan
Youngstown, OH
SUMMARY Oversees Company regulatory/compliance activities. Advises senior management and department personnel on regulatory requirements associated with policies, procedures, documents, products, s...

Posted: Today

Chief Compliance Officer - RIA, Mutual Funds

Compliance Search Group
Boston, MA
Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The firm has a friendly, professional and fa...

Posted: Today

Deputy Chief Compliance Officer

Compliance Search Group
Chicago, IL
A financial services firm seeks a Deputy Chief Compliance Officer who will be responsible for compliance and regulatory affairs for the registered Swap Dealer. This position will directly report to t...

Posted: Today

Chief Financial & Compliance Officer

The Source
Radnor, PA
Chief Financial & Compliance Officer – Early Stage Medical Device – Philadelphia, PA The Source – Executive Search Group(Division of The PM Capital Group) has been retained by our client, a soon t...

Posted: Today

Deputy Chief Compliance Officer

Tenet Healthsystem Medical, Inc
Dallas, TX
Description The Deputy Chief Compliance Officer reports directly to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Deputy Chief Compliance Officer Respons...

Posted: 1 day ago

Chief Compliance Officer

Solomon Page Group
New York, NY
Boutique Broker/Dealer based in NYC is looking to add a Chief Compliance Officer to the executive staff. Reporting directly to both the President of the Broker/Dealer and the Corporate GC, this person...

Posted: Today

Asset Management- Chief Compliance Officer

Compliance Search Group
New York, NY
A leading global asset management firm seeks a Chief Compliance Officer (CCO) to lead its US compliance efforts as part of the Global Compliance team. As one of the key professionals ensuring success...

Posted: Today

Deputy Chief Compliance Officer

Ap Task
New York City, NY
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including...

Posted: 6 days ago

Deputy Chief Compliance Officer

United States Federal Government
Washington, DC
About the Agency This position is located in the Office of the Director at Peace Corps Headquarters in Washington D.C, and serves under the direction and supervision of the Chief Compliance Officer...

Posted: Today

VP & Chief Compliance Officer

Blue Cross and Blue Shield Association
Portland, OR
VP & Chief Compliance Officer Portland, OR Primary Job Purpose: Responsible for driving the strategy, development and implementation for Cambia Health Solutions' Compliance program to support corporat...

Posted: Today

VP & Chief Compliance Officer

Cambia Health Solutions
Portland, OR
VP & Chief Compliance Officer Portland, OR Primary Job Purpose: Responsible for driving the strategy, development and implementation for Cambia Health Solutions' Compliance program to support ...

Posted: Today

Credit Union Chief Compliance Officer

Thrivent Financial
Minneapolis, MN
The Chief Compliance Officer of Thrivent Federal Credit Union develops , maintains and implements a comprehensive compliance program and applicable procedures for Thrivent Federal Credit Unio...

Posted: 1 day ago

Chief Compliance Officer - Global Asset Management

HSBC
Vancouver, BC
Qualifications - Bachelor’s degree. Chartered Financial Analyst &/or Master’s Degree would be considered an asset. - 10 to 15 years in the securities industry with asset management experience. Pro...

Posted: 1 day ago

Deputy Chief Compliance Officer

Tenet Healthcare Corporation
Dallas, TX
Description : The Deputy Chief Compliance Officer reports directly to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. ...

Posted: 2 days ago

Chief Compliance Officer - RIAs US

BMO Harris Bank
Chicago, IL
Description The Chief Compliance Officer for U.S. Registered Investment Advisers (“RIAs”) is accountable for the effective implementation, maintenance and administration of the U.S. RIAs Compliance P...

Posted: 2 days ago