Private Bank- Compliance Officer VP

Compliance Search Group
New York, New York
The Private Banking Division of a Global bank is seeking a Senior Compliance Officer who will help build and maintain a strong compliance culture/environment. The ideal candidate will also possess a ...

Posted: 7 days ago

Director - Audit - Fraud/Financial Crimes Global Head

Compliance Search Group
New York, New York
One of the leading global banks, seeks an individual for their Internal Audit Organization. The firmsâ.. Internal Audit division provides independent assessments of the company's governance, risk mana...

Posted: 7 days ago

Mutual Fund Compliance Officer

Compliance Search Group
New York, New York
A global money management firm seeks a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the firms Fund Chief Compliance Officer and Fund Boards. The candidate will ...

Posted: 7 days ago

Mutual Fund and Asset Management Compliance Officer

Compliance Search Group
New York City, New York
Mutual Fund and Asset Management Compliance Officer The Compliance Search Group Contact:Jack Kelly - JKelly@ComplianceSearch.com Description: A global money management firm seeks a Senior Complian...

Posted: 7 days ago

Chief Compliance Officer

UBS Financial Services Inc.
New York, New York
The Chief Compliance Officer ("CCO") oversees all regulatory compliance for the UBS Global Asset Management ("UBSAM") business in the Americas. The CCO reports to the UBS Head of Americas Compliance ...

Posted: 3 days ago

Senior Auditor - AML/KYC Audit

Chase
New York, New York
JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today:Â We are a leading global financial...

Posted: Today

Anti-Money Laundering/OFAC- Compliance Counsel

Compliance Search Group
New York, New York
A global bank seeks a Compliance Counsel, Director Level, who will provide legal advice and manage all aspects of Anti-Money Laundering and OFAC matters. He/she will also manage the Anti-Money Launde...

Posted: 7 days ago

Investment Banking and Compliance- Control Room

Compliance Search Group
New York, New York
A global financial services firm seeks a Director of Compliance who will be responsible providing real-time compliance leadership to Corporate and Investment Banking business compliance team for US, C...

Posted: 7 days ago

Volcker Advisory- Compliance Officer VP

Compliance Search Group
New York, New York
A Global Assessment Management firm seeks an experienced Compliance Professional to provide advisory Compliance support on the Volcker Rule. The Responsibilities include:Â â.¢ Act as the designated ...

Posted: 7 days ago

Audit Manager for AML/KYC

Chase
New York, New York
Description JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today: ·        We ...

Posted: 2 days ago

Compliance Officer â.. Swap Dealer Testing AVP/VP

Compliance Search Group
New York, New York
A global bank seeks a Compliance Officer who will join a growing team of compliance officers responsible for the review and testing the firmâ..s activities as newly-registered Swap Dealers (â..SDâ..)....

Posted: 7 days ago

Director-Senior Counsel- Latin America

Compliance Search Group
New York, New York
We are seeking an attorney to join the New York Legal Department as senior counsel who will focus on the companyâ..s Latin American (LATAM) platform with transactional experience representing US, Lati...

Posted: 7 days ago

Compliance & Legal Officers

Mission-Critical Services
New York City, New York
We need compliance and legal professionals immediately. Mission Critical is seeking professionals with regulatory and/or industry compliance backgrounds, particularly in the Investment Advisers Act o...

Posted: 8 days ago