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Legal & Compliance Paralegal

Page Group New York
New York, NY
Summary * Legal and Compliance Paralegal with experience working directly with board members and assisting in the preparation of SEC filings * Coordinate annual shareholder meeting and proxy voting ...

Posted: 7 days ago

Paralegal/Legal Analyst- Asset Management

Compliance Search Group
New York, NY
An asset management firm seeks a legal analyst will be responsible for interacting and communicating with a variety of individuals across the organization and with external parties, including clients ...

Posted: 25 days ago

Compliance Manager- Investment Adviser

Compliance Search Group
New York, NY
A Financial services firm, SEC-registered investment adviser division, seeks a Compliance Manager who be responsible for supporting the adviser compliance related activities where the firm’s acts as a...

Posted: 25 days ago

Compliance Coordinator

Affinity Health Plan
Bronx, NY
Affinity Health Plan, an independent, growing, not-for-profit managed care company designed specifically to serve the needs of low-income New Yorkers, needs a Compliance Coordinator to assist the Comp...

Posted: 20 days ago

Director of Corporate Compliance

Nassau Health Care Corporation
East Meadow, NY
Director of Corporate Compliance Nassau Health Care Corporation is a Long Island-based health system committed to delivering coordinated medical care, disease and lifestyle management to everyon...

Posted: 5 days ago

Contract Corporate Attorney

Page Group New York
New York, NY
Summary - Prior experience as a company-side corporate lawyer at a law firm working as a corporate generalist. - Prior in-house experience is preferred, and some experience with employment law would ...

Posted: 13 days ago

Compliance Associate-Officer

Access Staffing
New York, NY
Compliance Officer $120-140K + Bonus Associate $75-90K+ Bonus Billion dollar global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have d...

Posted: 11 days ago

Chief Compliance Officer- Investment Advisor

Compliance Search Group
New York, NY
A large successful asset management firm seeks a Chief Compliance Officer for their Exchange Traded Funds (ETF) division. The CCO will be responsible for all aspects of the ETF Businesses. Responsibi...

Posted: 25 days ago

SEC Compliance Attorney

Page Group New York
New York, NY
Summary - Exceptional counsel that assures legal compliance and enables the company to optimize business outcomes in all legal, regulatory and commercial contexts. - Responsible for managing corporat...

Posted: 8 days ago

AML Compliance Sr. Analyst

Axa Professionals
New York, NY
Job Title: AML Compliance Sr. Analyst KYC Grade: 9 Location: New York Org Marketing Statement We are a privately-held financial institution and has been a thought leader and solutions pr...

Posted: 11 days ago

Compliance Officer for C&ORC Testing

UBS
New York, NY
UBS aims to hire intelligent, motivated people to assist the Firm in navigating today's challenging regulatory and compliance environment. The C&ORC Review team is a cross-divisional team that conduct...

Posted: 6 days ago