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Compliance Surveillance Analyst

Kforce Inc
New York, NY
RESPONSIBILITIES:Kforce has a client in New York, New York (NY) that is seeking a Compliance Surveillance Analyst. The client is an established, rapidly growing firm with an excellent work environment...

Posted: 4 days ago

MARKET REGULATION -- SURVEILLANCE ANALYST

Chicago Stock Exchange
Chicago, IL
Job Opening: Surveillance Team Analyst – Market Regulation Salary: $50,000 to $60,000 PURPOSE STATEMENT: Primary responsibilities include analyzing trading activity, and prepari...

Posted: 4 days ago

Surveillance Analyst Series 7/63

NEXT Financial Group
Houston, TX
Employee Position Description Position Title FLSA Status Surveillance Analyst Exempt Dept/Section EEO-1 Category Compliance - Position Overview NEXT Financial Group, Inc., an aw...

Posted: 3 days ago

Surveillance Analyst

Page Group New York
New York, NY
A top tier Investment Bank requires a Surveillance Analyst to join the team in New York on an urgent basis. Client Details My client is a top tier Investment Bank within Financial Services who have ...

Posted: 19 days ago

Financial Management Analyst

InCadence Strategic Solutions
Arlington, VA
InCadence Strategic Solutions is currently seeking an Intelligence Financial Management Analyst to work at the Pentagon in Crystal City, VA. This position requires a TS/SCI security clearance. The A...

Posted: 3 days ago

Surveillance Analyst

Kforce Inc
New York, NY
RESPONSIBILITIES:Kforce has a client in New York, New York (NY) that is seeking a Surveillance Analyst. Responsibilities: - Monitors for adherence with Trading and Sales regulatory rules - En...

Posted: 4 days ago

Surveillance Analyst

Page Group New York
New York, NY
A top tier Investment Bank requires a Surveillance Analyst to join the team in New York on an urgent basis. Client Details My client is a top tier Investment Bank within Financial Services who have ...

Posted: 30 days ago

Surveillance Analyst

Shulman Fleming & Partners
New York, NY
Job Description: RESPONSIBILITIES * Monitors for adherence with Trading and Sales regulatory rules.* Ensures Financial Advisors, Branch Management and Branch Personnel are following policies and proc...

Posted: 4 days ago

Medical Financial Analyst

Chenega Corporation
San Antonio, TX
CHENEGA SUPPORT SERVICES is currently seeking a medical financial analyst to work at Lackland Air Force Base in San Antonio Texas. Summary: The Contractor shall provide non-personal...

Posted: 3 days ago

Equities Surveillance Sr. Analyst

Macquarie Group
Jacksonville, FL
THE COMPANY Macquarie Group (Macquarie) is a global provider of banking, financial, advisory, investment and funds management services. Macquarie's main business focus is making returns by...

Posted: 31 days ago

Investment Surveillance Analyst - (Job Number: 150023687)

US Bank
Saint Paul, MN
Description Acts as the primary compliance resource for USBI with respect to providing surveillance representative activities, particularly sales practices and employee activities. Produces and analy...

Posted: 39 days ago

Broker-Dealer Surveillance Analyst

Rosenthal Recruiting
New York, NY
Company Description Broker - Dealer, FINRA Member. U.S. Based Financial Services Company. Offices in major U.S. Cities. Job Description Currently seeking a Broker-Dealer Surveillance Analyst to join...

Posted: 12 days ago

Surveillance Analyst - Philadelphia, Pennsylvania

Lincoln Financial Group
Philadelphia, PA
Requisition Number 15-2069 Post Date 12/21/2015 Title Surveillance Analyst City Philadelphia, PA; Fort Wayne, IN Part Time No Description About The Company Lincoln Financial Group is a Fortune 500 c...

Posted: 47 days ago

Compliance, GSAM Surveillance Business Analyst, VP, New York

Goldman Sachs
New York, NY
Compliance, GSAM Surveillance Business Analyst, VP, New YorkJob id37768LocationNew YorkFull/Part TimeFull-timeJob Summary ResponsibilitiesGoldman Sachs Global Compliance is dedicated to protecting th...

Posted: 178 days ago

Wealth Management Compliance Surveillance Analyst

Morgan Stanley
New York, NY
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s...

Posted: 26 days ago