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Compliance Surveillance Analyst

Kforce Inc
New York, NY
RESPONSIBILITIES:Kforce has a client in New York, New York (NY) that is seeking a Compliance Surveillance Analyst. The client is an established, rapidly growing firm with an excellent work environment...

Posted: 3 days ago

Surveillance Investigator - Albany, NY

GlobalOptions
Albany, NY
GlobalOptions Services is a nationwide investigative firm servicing the insurance, government, and legal communities. We perform investigations on Workers’ Compensation, auto liability, general liabil...

Posted: 12 days ago

Surveillance Analyst

Page Group New York
New York, NY
A top tier Investment Bank requires a Surveillance Analyst to join the team in New York on an urgent basis. Client Details My client is a top tier Investment Bank within Financial Services who have ...

Posted: 18 days ago

Surveillance Analyst

Shulman Fleming & Partners
New York, NY
Job Description: RESPONSIBILITIES * Monitors for adherence with Trading and Sales regulatory rules.* Ensures Financial Advisors, Branch Management and Branch Personnel are following policies and proc...

Posted: 3 days ago

Surveillance Analyst

Kforce Inc
New York, NY
RESPONSIBILITIES:Kforce has a client in New York, New York (NY) that is seeking a Surveillance Analyst. Responsibilities: - Monitors for adherence with Trading and Sales regulatory rules - En...

Posted: 3 days ago

Surveillance Investigator - Staten Island, NY

GlobalOptions
Staten Island, NY
GlobalOptions Services is a nationwide investigative firm servicing the insurance, government, and legal communities. We perform investigations on Workers’ Compensation, auto liability, general liabil...

Posted: 12 days ago

Surveillance Analyst

Page Group New York
New York, NY
A top tier Investment Bank requires a Surveillance Analyst to join the team in New York on an urgent basis. Client Details My client is a top tier Investment Bank within Financial Services who have ...

Posted: 29 days ago

Trade Surveillance Business Analyst

Open Systems Technologies
New York, NY
Manager is looking for a Senior BA Assigned to the implementation of a Trade Surveillance Service. The candidate will work on projects related to the implementation and delivery of a Trade Surveilla...

Posted: 12 days ago

Surveillance Analyst

Intercontinental Exchange
New York City, NY
Description The Surveillance Analyst is responsible for detecting, reviewing and reporting on potential trading violations of NYSE equities and options markets rules and federal securities laws ident...

Posted: 228 days ago

Loss Prevention Associate

Sears
YORKTOWN HTS, NY
Sears, Roebuck and Co., a member of the Sears Holdings Corporation (NASDAQ: SHLD) family of companies, is a leading broadline retailer providing merchandise and related services. Sears, Roebuck offers...

Posted: 26 days ago

Broker-Dealer Surveillance Analyst

Rosenthal Recruiting
New York, NY
Company Description Broker - Dealer, FINRA Member. U.S. Based Financial Services Company. Offices in major U.S. Cities. Job Description Currently seeking a Broker-Dealer Surveillance Analyst to join...

Posted: 11 days ago

Compliance, GSAM Surveillance Business Analyst, VP, New York

Goldman Sachs
New York, NY
Compliance, GSAM Surveillance Business Analyst, VP, New YorkJob id37768LocationNew YorkFull/Part TimeFull-timeJob Summary ResponsibilitiesGoldman Sachs Global Compliance is dedicated to protecting th...

Posted: 177 days ago

Wealth Management Compliance Surveillance Analyst

Morgan Stanley
New York, NY
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s...

Posted: 25 days ago